Systems and methods for inserting an expandable intervertebral device

ABSTRACT

An expandable interbody device for implantation within an intervertebral space is provided, together with methods and tools for use therewith. The interbody devices of the present invention include upper and lower bearing members configured to expand via an expansion mechanism configured to allow the insertion of osteoconductive materials and other structures into the interior of the interbody device before and after implantation, and before and after expansion of the interbody device. The insertion tool is configured expand the interbody device and to allow insertion of materials into the interbody device through a protected pathway.

CROSS-REFERENCE TO RELATED APPLICATION

This application is a continuation of U.S. application Ser. No.14/211,569, filed Mar. 14, 2014, which claims the benefit of U.S.Provisional Application No. 61/798,736, filed Mar. 15, 2013, both ofwhich are hereby incorporated by reference in their entireties herein.

FIELD OF THE INVENTION

This invention pertains generally to implantable medical devices and, inparticular, to expandable implantable devices for intervertebral fusionand/or immobilization and systems and methods for inserting the same.

BACKGROUND OF THE INVENTION

Many people develop back pain during the course of their life due totraumatic injury, disease, or genetic defect. Typically, the patients'intervertebral discs, which support the spine, are damaged, causing thediscs to bulge or herniate. The disc bulge then impinges on the nervesof the spine and causes back pain. Surgeons often perform a discectomyto trim the disc bulge to alleviate back pain. However, the discectomymay structurally weaken the disc and often leads to subsequentstructural failure of the disc due to wear and aging, once again causingimpingement on the nerves of the spine and back pain. Surgicalimplantation of a medical implant device to structurally support andseparate the vertebrae may become desirable to end debilitating backpain and allow patients to regain normal life activities.

One known device for promoting fusion between adjacent vertebrae is anexpandable interbody device (IBD). Such devices are generally configuredto be inserted into the intervertebral space in a compact configuration,and then are expanded to an expanded configuration to restore theadjacent vertebrae to a desired spacing. Numerous mechanisms are knownfor expanding the height of an expandable IBD, such as a threaded screwwhich drives one or more wedge members against ramped surfaces to drivethe outer surfaces of the IBD apart. (See e.g., U.S. Pat. No.8,105,382). It is also known to provide an IBD with one or more openingsin the top and bottom outer surfaces of the IBD for containing bonegraft material to promote fusion between the vertebrae to stabilize thejoint.

One disadvantage of known expandable IBDs is that the expansionmechanisms materially constrain or limit the area in which bone graftmaterial may be contained. The expansion mechanisms often occupy thecentral part of the IBD, leaving little or no space for bone graftmaterial. Further, it is difficult or impossible with known expandableIBDs to add bone graft material after the IBD is implanted between thevertebrae. While some expandable IBDs may be configured to hold bonegraft material for promoting fusion, once the device is expanded, theremay not be sufficient bone graft material to fill the bone graft cavityin the device such that sufficient bone graft material is kept incontact with the adjacent vertebral endplate to adequately promote boneingrowth. In such cases, a safe and effective manner to insertadditional bone graft material after insertion of the IBD into theintervertebral space is desirable.

Thus, it would be advantageous to provide an expandable interbody devicefor implantation in the intervertebral space between vertebral bodiesfor supporting and/or spacing apart the vertebral bodies and havingimproved characteristics for promoting bone growth and fusiontherebetween and/or immobilization thereof. It would further beadvantageous to provide a system for safely and effectively insertingbone graft material into the intervertebral device after the device hasbeen inserted into the intervertebral space. The present invention maybe used to provide these and other benefits, as will be apparent fromthe following description of embodiments of the present invention.

SUMMARY OF THE INVENTION

In accordance with one aspect of the invention, an interbody device forimplantation within an intervertebral space between adjacent vertebraeis provided. The implant device includes an implant body that isexpandable in at least one direction. In one form the implant bodyincludes upper and lower bearing members that are expandable between acompact configuration and an expanded configuration. The bearing membersare operably connected to an expansion mechanism operable to allow atleast one of the bearing members to move with respect to the other.

In one form, the upper and lower bearing members each have abone-engaging outer surface and an inner facing surface, a distalleading end, a proximal trailing end, and opposing lateral sides. Ineach bearing member, a through-opening extends between the bone-engagingouter surface and the inner facing surface, and is located between theleading and trailing ends and the opposing lateral sides. Thethrough-openings allow boney ingrowth between the adjacent vertebrae.

The expansion mechanism is operably connected to the upper and lowerbearing members and is configured to permit shifting of the bearingmembers between a compact configuration and an expanded configuration.In one form, the expansion mechanism located between the upper and lowerbearing members and on either side of the through-opening in each of theupper and lower bearing members with the through-openings generallybeing oriented so as to provide a substantially uninterrupted voidbetween the outer surfaces of the upper and lower bearing members topromote boney ingrowth between the adjacent vertebrae.

In another form according to the present invention, a system forimplanting an interbody device between adjacent upper and lowervertebrae is provided. The system includes an expandable interbodydevice having upper and lower bearing members and an opening at aproximal end thereof for insertion of osteoconductive material. Inaddition, various structural components may be inserted, such as a plugconfigured for inserting an osteoconductive material, such as a bonegraft or other biologic material, or a spacer for maintaining the heightof the expandable interbody device. The system preferably includes aninsertion tool configured to hold the expandable interbody device,including an actuator for causing the interbody device to expand and ahollow shaft assembly. The hollow shaft assembly is preferablyconfigured to provide an enclosed pathway through the shaft assembly tothe opening in the proximal end of the expandable interbody device forinserting bone graft material or additional components into the interiorof the expandable interbody device while the insertion tool is engagedwith the interbody device.

A method of inserting an expandable intervertebral device according toone aspect of the present invention includes the steps of preparing anintervertebral disc for implantation of an interbody device, insertingthe interbody device into the intervertebral space with an insertiontool, expanding the interbody device into an expanded configuration withthe insertion tool, and inserting osteoconductive material through anenclosed path of the insertion tool into the interbody device while theinsertion tool is engaged with the interbody device. In one form of theinvention, the interbody device is sized and configured in theunexpanded state to be implanted into the intervertebral spacelaterally.

Additional advantages and features of the invention will become apparentfrom the following description and attached claims taken in combinationwith the accompanying drawings.

BRIEF DESCRIPTION OF DRAWINGS

FIG. 1 is a perspective view of an expandable interbody device in acompact configuration in accordance with one aspect of the invention;

FIG. 2 is an exploded perspective view of the interbody device of FIG.1;

FIG. 3 is an alternate exploded perspective view of the interbody deviceof FIG. 1;

FIG. 4 is a perspective view of the interbody device of FIG. 1 in apartially expanded configuration;

FIG. 5 is a perspective view of the interbody device of FIG. 1 in afully expanded configuration;

FIG. 6 is a side view of the interbody body device of FIG. 1 in thefully expanded configuration;

FIG. 7 is a perspective view of the interbody device of FIG. 1 in thefully expanded configuration showing the proximal end of the device;

FIG. 8 is a perspective view of the interbody device of FIG. 1 in thefully expanded configuration with a plug member inserted into theinterbody device in a first orientation;

FIG. 9 is a perspective view of the interbody device of FIG. 1 in thepartially expanded configuration with the plug member inserted into theinterbody device in a second orientation rotated 180 degrees from thefirst orientation;

FIG. 10 is a perspective view of the interbody device held by aninsertion tool in accordance with another aspect of the invention;

FIG. 11 is an exploded view of the insertion tool of FIG. 10;

FIG. 12 is a side view of the insertion tool and interbody device ofFIG. 10;

FIG. 13 is longitudinal cross-sectional view of the insertion tool andinterbody device of FIGS. 10; and

FIG. 14 is an enlarged cross-sectional view of FIG. 13, showing theconfiguration of the gripping and release shafts.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS

With reference to FIGS. 1-3 in accordance with one aspect of theinvention, an expandable interbody device 10 has upper and lower bearingmembers 12, 14 configured to be implanted in the intervertebral spacebetween adjacent vertebrae. The upper and lower bearing members areexpandably connected to one another via an expansion mechanism 15, whichin this embodiment includes slide cam members 16 having a substantiallyelliptical or football shape. Each upper and lower bearing member has agenerally rectangular shape with a distal leading end 12 a, 14 a havinga sloped or tapered configuration for promoting ease of insertion. Thebearing members 12, 14 each have opposing lateral sides 12 b, 12 c, 14b, 14 c and proximal trailing ends 12 d, 14 d. In addition, each bearingmember has bone or endplate engaging outer surfaces 12 e, 14 e, innerfacing surfaces 12 f, 14 f, and a recess or through-opening 12 g, 14 gthat extend between and opens to the outer and inner facing surfaces. Aswill be described in more detail herein, the various components of theinterbody device 10 are configured to promote boney ingrowth into andthrough the interbody device for stabilizing the joint afterimplantation of the device 10.

The outer surfaces 12 e, 14 e of the interbody device are preferablyconfigured to resist movement once implanted and to resist expulsionfrom the intervertebral space. For example, as shown in FIG. 6, theupper bearing member 12 comprises projections, such as teeth 12 k thatare configured to resist migration in one direction, and the outersurface 14 e of the lower bearing member 14 comprises projections, suchas teeth 14 k, that are configured to resist migration in a differentdirection from the projections of the outer surface 12 e of the upperbearing member 12. In the illustrated embodiment, the teeth 12 k of theupper bearing member 12 are configured to resist movement in a proximaldirection along the longitudinal axis L1 of the upper bearing member 12,but provide less resistance to movement in a distal direction along thelongitudinal axis. Similarly, the teeth 14 k of the lower bearing member14 are configured to resist movement in a distal direction along thelongitudinal axis L1 of the lower bearing member 14, but provide lessresistance to movement in a proximal direction along the longitudinalaxis. With this configuration, the teeth 12 k, 14 k simultaneouslyresist movement in both the distal and proximal directions when theouter surfaces 12 e, 14 e of the bearing members are firmly engaged withthe adjacent vertebrae. Alternatively, the projections may be configuredto be direction-neutral, or may all be configured to resist movement inthe same direction. Other structures known for fixing an implant in theintervertebral space may also be used, such as screws, fins, spikes,deployable or rotatable fixation members, adhesives, and the like.

The expansion mechanism 15 in the present embodiment is preferablyconfigured to occupy a relatively small portion of the interior of theinterbody device 10, in order to maximize the volume available forintroduction of osteoconductive material within the device 10. Inaddition, the expansion mechanism 15 is preferably configured to permitinsertion of osteoconductive material before insertion of the deviceinto the intervertebral space, after insertion of the device but beforethe device is expanded, as well as after the device 10 is expandedwithin the intervertebral space. In the disclosed embodiment, theexpansion mechanism occupies only the interior space adjacent theperimeter of the interbody device, except at the proximal trailing end12 d, 14 d, which is open, so as to allow the insertion of bone-growthmaterial or other components of the device, such as a plug member orspacer 24.

The expansion mechanism 15 includes elliptical or football-shaped camsor slide members 16 having opposing arcuate outer edges 16 d, and beinginterconnected via a u-shaped yoke or carriage member 18. Each slidemember 16 includes a shaft portion 16 a which is rotatably capturedwithin throughbores 18 a of the carriage member 18 via retainer members20, 22 located along the interior surfaces of the legs or side walls ofthe carriage member 18. The carriage member legs and retainer members20, 22 are received in interior recessed, side channel portions 17, 19formed by the interior surfaces along the sides 12 b, 12 c, 14 b, 14 cof the bearing members 12, 14 on either side of the pathway through thedevice 10 circumscribed by the upper and lower through-openings 12 g, 14g. The retainer members 20, 22 have clip portions 20 a, 22 a forreceiving a recessed portion of shaft portion 16 a via a snap fit forretaining the slide members 16 while allowing them to rotate withrespect to the retainer members 20, 22 and the carriage member 18. Thecarriage member 18 causes the slide members 16 to move and rotate inunison, such that the expansion and contraction of the interbody deviceis accomplished in an even and controlled manner. The carriage member 18also provides a containment surface between the upper and lower bearingmembers 12, 14. In particular, as seen in FIGS. 6 and 7, each leg of theu-shaped carriage member 18 surrounds the interior of the intervertebraldevice at the distal leading ends 12 a, 14 a and at the opposing lateralsides 12 b, 12 c, 14 b, 14 c. When the bearing members are in theexpanded position, the carriage member fills at least a portion of thegap between the bearing members 12, 14. This is particularly useful forretaining bone growth material within the intervertebral device,especially material that is relatively fluid or free flowing. Other waysof enclosing the interior space of the interbody device could be used,such as bellows.

Each slide member 16 resides in corresponding arcuate recesses 12 h, 14h along the lateral sides 12 b, 12 c, 14 b, 14 c of the upper and lowerbearing members 12, 14. Each slide member 16 includes a pair of opposingupper and lower arcuate ridges 16 b, 16 c along the outer perimeter ofthe inner facing surface of the slide member 16. The arcuate ridges 16b, 16 c travel within arcuate channels defined by the arcuate recesses12 h, 14 h and corresponding arcuate ridges 12 i, 14 i, respectively.The operation of the slide members is shown in FIGS. 1, 4, and 6. Asshown in FIG. 1, the upper member 12 rests proximally offset along axisL1 from the lower member 14 in the compact configuration. Using aninsertion tool as shown in FIGS. 10-12, the upper member 12 is urgeddistally and upwardly away from the lower member 14. The slide members16 shift distally and rotate clockwise, with the opposite arcuate outeredges 16 d of the slide cam members 16 camming against the arcuaterecesses 12 h, 14 h of the bearing members 12, 14 and the slide members16 following the arcuate path defined by the arcuate recesses 12 h, 14 hin the upper and lower bearing members 12, 14. The carriage member 18also shifts along with the slide members 16 in a corresponding manner.

The slide members 16 and the corresponding mating structure of the upperand lower members 12, 14 are preferably sized and configured to causethe upper and lower members to reach an aligned orientation relative toeach other along the proximal-distal direction at the fully-expandedconfiguration, as shown in FIG. 6. In one embodiment, the fully-expandedconfiguration height is 2 mm greater than the compact configuration. Inthe disclosed embodiment, the interbody device 10 in the compactconfiguration has a height of approximately 8.5 mm, such that the fullyexpanded configuration has a height of 10.5 millimeters. However, thebearing members could be sized such that the compact configuration has adifferent height, such as 8 or 9 mm. In addition, different sizedbearing members, slide members, and corresponding mating structure maybe used to achieve different variations in height and levels ofexpansion. Although the disclosed embodiment uses six slide members,more or fewer slide members may be used in different proportions, suchas 2, 4, or 8. Typically, using more slide members will result in lowerstresses on each slide member, as well as the bearing members 12, 14.The slide members may also have different configurations. For example,instead of arcuate outer surfaces 16 d, the slide members may have alinear or wedge-like configuration. Further, the expansion mechanismcould be omitted and expansion of the interbody device could beaccomplished primarily or solely by the insertion tool or a separatespacer.

The interbody device bearing members 12, 14 and the expansion mechanism15 are sized and configured to provide a cavity within the interbodydevice 10 that is substantially free from encroachment by the expansionmechanism 15. In the disclosed embodiment, the through-openings 12 g, 14g have a rectangular shape, and the expansion mechanism 15 occupies thespace between the bearing members 12, 14 outside of the perimeters ofthe through-openings 12 g, 14 g such as in the channels 17, 19 extendingalongside the through-openings 12 g, 14 g, shown in FIG. 7, such thatthe expansion mechanism 15 is entirely external to the through-openings12 g, 14 g and the space between them, such that there is anuninterrupted void between the outer surfaces of the upper and lowerbearing members to promote boney ingrowth between the adjacentvertebrae. It is preferable, but not necessary, that the void bemaximized in size to accommodate a greater proportion of biologicmaterial for promoting fusion. To this end, when the bearing members arefully expanded, it is preferable that the through-openings 12 g, 14 gare in substantial axial alignment in order to provide a prismatic voidhaving upper and lower bases defined by the through-openings 12 g, 14 gbetween the outer bearing surfaces 12 e, 14 e to provide a substantiallystraight path for boney ingrowth. However, some offset between thethrough-openings 12 g, 14 g is acceptable, such as when the bearingmembers are only partially expanded, such that the upper and lowerbearing members 12, 14 are offset from one another along thelongitudinal axis L1 of the interbody device, as shown in FIGS. 1 and 4.

The interbody device is preferably configured to allow for insertion ofosteoconductive material, such as natural or synthetic bone grafts,including NANOSS® Bioactive 3D, an advanced bone graft composed ofnano-structured hydroxyapatite granules and an open structuredengineered collagen carrier in a strip format, available from PioneerSurgical Technology, Inc. Other biologics may be used, such as NANOSS®Bioactive or NANOSS® Bioactive Loaded, available from Pioneer SurgicalTechnology, Inc., the latter being a flowable biologic materialdelivered via a syringe. Other known osteoconductive materials may alsobe used.

The bone-growth material may be inserted into the cavity of theintervertebral device prior to insertion of the device into theintervertebral space. Alternatively, the bone-growth material may beinserted into the interbody device after insertion of the device intothe intervertebral space, either before or after expansion of thebearing members. As shown in FIG. 7, the trailing ends 12 d, 14 d of theupper and lower bearing members are sized and configured to provide anaccess opening between the bearing members 12, 14 that communicates withthe interior of the interbody device 10 and the void between thethrough-openings 12 g, 14 g in the outer surfaces 12 e, 14 e of theupper and lower bearing members for inserting osteoconductive materialinto the void through the recess. As will be discussed below, the innerfacing surfaces 12 f, 14 f of the bearing members 12, 14 are sized andconfigured to receive a plug member 24 which is preferably operable as aspacer to maintain the desired spacing between the upper and lowerbearing members 12, 14, and also to retain the biologic material withinthe body of the intervertebral device 10.

A plug member 24 is configured to retain bone-growth material within theinterbody device 10, as well as to fix the height of the device to keepthe interbody device 10 in the expanded configuration after theinsertion tool 26 is removed from the interbody device 10. In one form,the height of the expandable interbody device may be selected and fixedvia insertion of the plug member 24 configured to keep the interbodydevice in a plurality of different expanded configurations correspondingto different heights of the interbody device depending on theorientation in which the plug member is inserted into the interbodydevice. Accordingly, the plug member 24 may be configured such that itis operable to maintain a plurality of different expanded configurationsof the interbody device. For example, the plug member 24 may be insertedin a first orientation which maintains a first distance between theupper and lower bearing members 12, 14. The plug member 24 mayalternatively be inserted in a second orientation different from thefirst that maintains a second distance between the upper and lowerbearing members 12, 14. In the embodiment shown in FIGS. 7-9, the plugmember is rotated about its longitudinal axis 180 degrees to alternatebetween the two orientations. In this embodiment, the first orientationis shown in FIG. 9, which corresponds to an expansion of the bearingmembers of 1 mm, and the second orientation is shown in FIG. 8, in whichthe plug member is rotated 180 degrees, corresponding to an expansion of2 mm. This feature is achieved through the stepped interior surfaces 12f, 14 f, recessed portion 12 j, mating raised pedestal portion 24 j, andthe corresponding elongate rail portions 24 a, 24 b of the plug member24, as shown in FIGS. 2 and 3.

In the first orientation of the plug member 24 shown in FIG. 9, theraised portion 24 j resides within the corresponding recessed portion 12j of the interior surface 12 f (see FIG. 3). The narrower pair of railportions 24 a of the plug member fit between the stepped portions ofinterior surface 14 f of the lower bearing member 14. As seen in FIG. 9,the plug member has a distal flange portion 24 c which in the firstorientation abuts the proximal trailing edge 14 d of the lower bearingmember 14, keeping the plug member 24 from being completely insertedinto the lower bearing member 14. In the second orientation of the plugmember 24 shown in FIG. 8, the wider rail portions 24 b rest on top ofthe stepped portions of interior surface 14 f of the lower bearingmember 14, and the raised portion 24 j of the plug member 24 residesbetween the stepped portions. Plug member 24 includes a threaded recess24 d at its proximal end for mating with an insertion tool.

The plug member 24, may be configured to hold a osteoconductivematerial, such that the bone-growth material is inserted together withthe plug 24 into the interior of the interbody device 10 at the sametime. Alternatively, the bone growth material may be inserted separatelyfrom the plug member 24.

An insertion tool is provided for inserting the interbody device 10 intoan intervertebral space and for expanding the device after insertion. Inaddition, the tool also provides an enclosed pathway for inserting bonegrowth material into the interbody device as well as other components ofthe interbody device, such as a plug member or spacer for insertingbone-growth material or fixing the height of the interbody device.

In the embodiment shown in FIGS. 10-14, the insertion tool includes anelongate hollow shaft assembly 27, which is formed by upper and lowershaft members 28, 30 that are shiftably connected and configured todistract apart from one another. The lower shaft member 30 is configuredto engage the lower bearing member 14 of the interbody device 10 and theupper shaft member 28 is configured to shift the upper bearing member 12of the interbody device 10 apart from the lower bearing member 14 via anactuator. Each shaft member 28, 30 has a generally u-shaped crosssection, with the side walls 30 c of the lower shaft member 30 sized tofit inside of the side walls 28 b of the upper shaft member 28 such thatthe side walls 28 b of the upper shaft member overlap with the sidewalls 30 c of the lower shaft member. Together, the shafts 28, 30 definea generally rectangular void between the shafts, which forms an enclosedpathway through the shaft assembly 27 that is accessible through arecess 30 d in the proximal end of the handle 30 a. The enclosed pathwayextends through the handle 30 a at the proximal end of the tool all theway to the distal end of the shaft assembly 27 to provide a protectedpath for the insertion of materials into the interior of the interbodydevice 10 while the insertion tool 26 is engaged with the device 10.Small gaps or openings may be present while still achieving the desiredfunction of providing an enclosed path. Accordingly, the words“enclosed,” “protected,” and the like are intended to include tools thatinclude some small gaps or openings. The hollow shaft assembly 27 issized and configured to substantially match the height and width of theinterbody device 10, as shown in FIG. 10, so that the system provided bythe interbody device 10 and tool 26 is minimally invasive.

Handle 30 a is operably connected to an actuator configured to move theupper shaft member 28 with respect to the lower shaft member 30. Theactuator includes a knob 38, which is removably connected to theproximal end of a partially threaded drive shaft 40. A push rod 42 isrotatably connected to the distal end of the drive shaft 40, but isconfigured not to be rotated by rotation of the drive shaft. The pushrod 42 is connected at its distal end to the upper shaft member 28 via apin disposed in a vertically oriented slot 28 e to allow the upper shaftmember 28 to move transversely (i.e., up and down) with respect to thelongitudinal axis of the push rod 42. The drive shaft 40 fits within athreaded recess 30 b in the handle portion 30 a that is aligned with alongitudinal axis L2 of the tool 26, such that rotation of the driveshaft 40 causes the drive shaft and the push rod 42 to move axially,either proximally or distally.

The hollow shaft assembly 27 is configured to expand between a compactinsertion configuration to an expanded configuration to expand theinterbody device 10 and increase the circumference of the enclosedpathway through the shaft assembly 27. The upper shaft 28 is configuredto move both axially and upwardly with respect to the lower shaft 30such that the shaft members distract apart from one another to increasethe circumference of the enclosed pathway through the shaft assembly 27.The upper shaft includes four pins 28 a, two near each end of the shaft28 that are connected to the side walls 28 b of the upper shaft 28 andextend inwardly toward the opposite side wall 28 b. These pins 28 a arecaptured within four corresponding arcuate grooves 30 c formed in thelower shaft 30, with two near each end of the shaft 30. The arcuategrooves 30 c are configured to cause the upper shaft member 28 to shiftin a manner that matches the movement of the upper bearing member 12.Thus, when the upper shaft member 28 is pushed in the longitudinaldirection by the push rod 42, it moves along a path corresponding to theshape of the arcuate grooves 30 c. This causes a corresponding movementof the upper bearing member 12 when the interbody device 10 is connectedto the distal end of the insertion tool 26.

The inserter tool 26 is configured to hold the interbody device 10 via agripping shaft 34 having an interbody device engaging portion in theform of a hooked distal end 34 a. The gripping shaft 34 is disposedwithin the hollow shaft assembly 27 for gripping the expandableinterbody device 10 and holding the interbody device against a distalend of the hollow shaft assembly 27. The hook 34 a is configured toengage the lower bearing member 14 as shown in FIGS. 13 and 14.Specifically, the hook 34 a is inserted through the opening in theproximal end of the interbody device 10 and engages a hook engagingsurface 141 at the proximal edge of the through-opening 14 g. Hookengaging surface 141 is sloped proximally from the inner surface 14 f tothe outer surface 14 e to conform with the hook 34 a so that the hookmay securely grip the lower bearing member 14 against the distal end ofthe shaft assembly 27.

The gripping shaft 34 is operable to shift into and out of engagementwith the interbody device 10 via an actuator. As shown in FIG. 11, theactuator 36 takes the form of threaded shaft having a knob at itsproximal end. The gripping shaft actuator 36 resides in a threadedthroughbore 34 c disposed at the proximal end of the gripping shaft 34.The distal end of the gripping shaft actuator is rotatably captured in ablind recess 30 f in the proximal end of the handle 30 a. In operation,rotating the knob of the actuator 36 shifts the gripping shaft 34axially in the distal or proximal directions along the longitudinal axisL2. Accordingly, after the gripping shaft 34 is inserted into theinterbody device 10, the device 10 may be gripped and held to the distalend of the inserter 26 by rotating the actuator knob 36 to shift thegripping shaft 34 in the proximal direction until the hooked end 34 afirmly engages with the engagement portion 141 of the lower bearingmember 14 and captures the proximal end of the lower bearing member 14between the hooked end 34 a and the distal end of the lower shaft 30.

The distal ends of the upper and lower shaft members 28, 30 each includea pair distally extending prongs 28 d, 30 d for engaging with matingrecesses 12 m, 14 m located on the proximal trailing end of the upperand lower bearing members. In an alternative embodiment, one or bothsides 12 b, 12 c, 14 b, 14 c of the bearing members 12, 14 may beprovided with mating structure, such as recesses 14 n for engaging withan alternate insertion tool.

The gripping shaft 34 includes an elongate recess 34 b which extendsalong most of the length of the gripping shaft. Release shaft 32 isconfigured for sliding engagement with the gripping shaft 34 within theelongate recess 34 b. The release shaft 32 has a distal end 32 aconfigured to release the hooked distal end 34 a of the gripping shaft34 from the interbody device 10 when the release shaft 32 is shiftedrelative to the gripping shaft 34. In particular, as shown in FIG. 14,the elongate recess 35 ends at an opening on the underside of thegripping shaft near the distal end thereof. When the release shaft isurged distally using the knob 32 b, the distal end 32 a of the releaseshaft 32 engages against the inside surface 30 e of the lower shaftmember 30 and against the upper surface of the elongate recess 34 b,causing the gripping shaft 34 to be urged upwardly away from the lowershaft member 30. If the gripping shaft is moved sufficiently distallysuch that the hook member 34 a may clear the hook engaging surface 141,the gripping shaft 34 may then be pulled out from the interior of theinterbody device 10 and then removed completely from the inserter tool26 by pulling the gripping shaft 34 and release shaft 32 out through therecess 30 d in the proximal end of the handle 30 a. The inserter toolshaft assembly 27 and interbody device 10 may need to be in an expandedconfiguration to allow removal of the gripping shaft and release shaft32. Once the gripping and release shafts 32, 34 are removed from thehollow shaft assembly 27, the tool 26 may be kept in place engaged withthe interbody device 10, and osteoconductive material (or additionalosteoconductive material) may be inserted into the interior of theinterbody device 10 through the body of the insertion tool 26. The shaftassembly 27 provides a cannula-like passage for safe and easy insertionof osteoconductive material and other components, such as plug 24.

The interbody device 10 and insertion tool 26 may be sized andconfigured such that the device 10 may be inserted in many differentapproaches with respect to the spine, such as anterior, anterolateral,lateral, posterolateral, or posterior approaches. A lateral approach isadvantageous for purposes of stability of the vertebral joint, as theinterbody device will be oriented with its length along the lateral axisof the spine, allowing the outer surfaces of the interbody device to besized to engage a relatively larger surface area of the inner facingsurfaces of the adjacent vertebrae and/or engage more of the harder boneor tissue of the inner vertebral surfaces away from the center of thevertebrae than would be possible in other approaches or orientations. Inanother method, the device and tool system can be sized and configuredto implant the device 10 through Kambin's triangle. Kambin's triangle isdefined as a right triangle over the dorsolateral disc. The hypotenuseof Kambin's triangle is the exiting nerve root, the base being thesuperior border of the caudal vertebral body, and the height is thetraversing nerve root. (See Park et al, Kambin's Triangle Approach ofLumbar Transforaminal Epidural Injection with Spinal Stenosis, Annals ofRehabilitation Medicine, Dec. 30, 2011.) With such an approach, theintervertebral disc is prepared for implantation by creating an openingin the annulus of the intervertebral disc for insertion of the interbodydevice within the boundaries defined by Kambin's triangle. Such anapproach is advantageous because the device may be implanted withoutneeding to remove any portion of the vertebral bone prior to insertion,simplifying the method of inserting the device and reducing trauma tothe patient. In one form, the interbody device 10 is about 18 mm wide,36-38 mm long, with an unexpanded height of around 8 mm. Otherdimensions are certainly contemplated depending on the application,surgical approach, and implant site characteristics.

A method of inserting an expandable intervertebral device includespreparing an intervertebral disc for implantation of the expandableinterbody device, inserting the interbody device into the intervertebralspace with an insertion tool, expanding the interbody device into anexpanded configuration with the insertion tool, and insertingosteoconductive material through an enclosed path of the insertion toolinto the interbody device while the insertion tool is engaged with theinterbody device. As discussed above, a plug member may be inserted intothe interbody device for keeping the osteoconductive material within theinterbody device. The height of the expandable device may be fixed viainsertion of the plug member to keep the interbody device in theexpanded configuration after the insertion tool is removed from theinterbody device. The plug member may be configured to keep theinterbody device in a plurality of different expanded configurationscorresponding to different heights of the interbody device depending onthe orientation in which the plug member is inserted into the interbodydevice. Expanding the interbody device into the expanded configurationmay also include expanding the circumference of the enclosed path in theinsertion tool.

Any known materials appropriate for implantation into the human body maybe used for the interbody device. However, it is preferred to use apolymer such as PEEK for the bearing members 12, 14 and titanium forcomponents of the expansion mechanism 15. Coatings, such ashydroxyapatite (HA), may be used to promote bone growth to the surfacesof the interbody device 10. Other materials may be used, as is wellknown in the art.

The above description is not intended to be limiting on the invention,but is merely illustrative of preferred embodiments of this invention.Additional objects, features and advantages of the present inventionwill be apparent to those of ordinary skill in the art by referring tothe above description in connection with the accompanying drawings.

What is claimed is:
 1. An expandable intervertebral device forimplantation within an intervertebral space between adjacent vertebrae,the expandable intervertebral device comprising: upper and lower bearingmembers each having a bone-engaging outer surface; and an expansionmechanism operably connected to the upper and lower bearing members forallowing the bearing members to shift between a compact configurationand an expanded configuration; wherein the expansion mechanism comprisesat least one rotatable slide member having arcuate surfaces that are inoperable engagement with the upper and lower bearing members, the atleast one rotatable slide member configured to rotate when the bearingmembers are shifted between the compact and expanded configurations;wherein the upper and lower bearing members each have lateral sidesextending between a distal leading end and a trailing proximal end, andthe at least one rotatable slide member is positioned along one of thelateral sides of the upper and lower bearing members; wherein the atleast one rotatable slide member has an axis of rotation that extendslaterally with respect to the upper and lower bearing members; furthercomprising a plurality of slide members including the at least one slidemember, wherein the plurality of slide members are interconnected via acarriage member; wherein the carriage member is u-shaped and extendsbetween opposing lateral sides of the upper and lower bearing members tooperably connect the plurality of slide members and provide acontainment surface between the upper and lower bearing members.
 2. Theexpandable intervertebral device of claim 1, wherein the arcuatesurfaces of the at least one slide member include an upper arcuatesurface in engagement with the upper bearing member and a lower arcuatesurface in engagement with the lower bearing member.
 3. The expandableintervertebral device of claim 2, wherein the upper bearing memberincludes a corresponding arcuate surface for engaging with the upperarcuate surface of the at least one slide member, and the lower bearingmember includes a corresponding arcuate surface for engaging with thelower arcuate surface of the at least one slide member.
 4. Theexpandable intervertebral device of claim 1, wherein the at least oneslide member has an oval shape.
 5. The expandable intervertebral deviceof claim 1, wherein the upper and lower bearing members each have aninner facing surface and a through-opening extending between thebone-engaging outer surface and the inner facing surface thereof, andwherein the expansion mechanism is spaced from the through-opening ineach of the upper and lower bearing members so that the through-openingsprovide an uninterrupted void between the outer surfaces of the upperand lower bearing members to promote boney ingrowth between the adjacentvertebrae.
 6. The expandable intervertebral device of claim 1, whereinthe bone-engaging outer surface of the upper bearing member comprisesprojections that are configured to resist migration in one direction,and the outer surface of the lower bearing member comprises projectionsthat are configured to resist migration in a different direction fromthe projections of the outer surface of the upper bearing member.
 7. Theexpandable intervertebral device of claim 1, further comprising a plugmember sized and configured to be received between the upper and lowerbearing members in the expanded configuration thereof, the plug memberoperable to keep the upper and lower bearing members in the expandedconfiguration thereof.
 8. The expandable intervertebral device of claim1, wherein the at least one slide member is configured so that when theupper and lower bearing members are shifted from the compactconfiguration to the expanded configuration, the at least one slidemember is caused to rotate to stay in engagement with and support theupper and lower bearing members in the expanded configuration.
 9. Amethod of inserting an expandable interbody device in an intervertebralspace, comprising: preparing an intervertebral disc for implantation ofthe expandable interbody device; inserting the expandable interbodydevice into the intervertebral space with an insertion tool; expandingthe expandable interbody device into an expanded configuration with theinsertion tool; inserting osteoconductive material through a hollowshaft of the insertion tool into the expandable interbody device whilethe insertion tool is engaged with the expandable interbody device;wherein the expandable interbody device is expanded into the expandedconfiguration by expanding the circumference of the hollow shaft of theinsertion tool; wherein the expandable interbody device includes upperand lower bearing members and inserting the expandable interbody deviceincludes positioning the upper and lower bearing members in an offsetconfiguration with one of the bearing members leading the other into theintervertebral space.
 10. The method of claim 9, further comprisinginserting a plug member into the expandable interbody device for keepingthe osteoconductive material within the expandable interbody device. 11.The method of claim 9, wherein the plug member is inserted into theexpandable interbody device through the hollow shaft of the insertiontool.
 12. The method of claim 9, further comprising fixing the height ofthe expandable interbody device via insertion of a plug member thereinto keep the expandable interbody device in the expanded configurationafter the insertion tool is removed from the expandable interbodydevice.
 13. The method of claim 9, wherein expanding the expandableinterbody device into the expanded configuration comprises shifting theupper bearing member apart from the lower bearing member.
 14. The methodof claim 9, further comprising selecting the height of the expandableinterbody device via insertion of a plug member configured to keep theexpandable interbody device in a plurality of different expandedconfigurations corresponding to different heights of the expandableinterbody device depending on the orientation in which the plug memberis inserted into the expandable interbody device.
 15. The method ofclaim 9, wherein the step of preparing an intervertebral disc forimplantation comprises removing a lateral portion of the annulus of theintervertebral disc for insertion of the expandable interbody devicelaterally into the intervertebral space.
 16. The method of claim 9,wherein expanding the circumference of the hollow shaft of the insertiontool includes shifting an upper shaft member relative to a lower shaftmember.
 17. A system for implanting an expandable interbody devicebetween adjacent upper and lower vertebrae with an insertion tool, thesystem comprising: the expandable interbody device having upper andlower bearing members and an expansion mechanism comprising at least oneslide member having arcuate surfaces operable to engage the upper andlower bearing members, the at least one slide member configured torotate as a result of the upper and lower bearing members being shiftedbetween compact and expanded configurations; an opening at a proximalend of the upper and lower bearing members for receiving osteoconductivematerial or additional components into an interior of the expandableinterbody device; and the insertion tool being configured to hold,insert, and expand the expandable interbody device and having a hollowshaft for allowing insertion of osteoconductive material or additionalcomponents into the interior of the expandable interbody device whilethe insertion tool is engaged with the upper and lower bearing membersof the expandable interbody device.
 18. The system of claim 17, whereinthe hollow shaft is a hollow shaft assembly having an enclosed pathwayextending through the shaft assembly to the opening in the proximal endof the expandable interbody device, wherein the hollow shaft assemblycomprises upper and lower shaft members that are shiftably connected todistract apart from one another, wherein each of the upper and lowershaft members extends along a longitudinal axis and the upper and lowershaft members are configured such that the longitudinal axis of theupper shaft member is generally parallel to the longitudinal axis of thelower shaft member when the shaft members are distracted apart from oneanother to expand the expandable interbody device.
 19. The system ofclaim 9, wherein the upper and lower bearing members each have lateralsides extending between a distal end and the proximal end thereof;wherein the at least one slide member is positioned along one of thelateral sides of the upper and lower bearing members and remote from theproximal end opening of the upper and lower bearing members to allowosteoconductive material or additional components to be inserted intothe interior of the expandable interbody device through the opening. 20.A system for implanting an expandable interbody device between adjacentupper and lower vertebrae with an insertion tool, the system comprising:the expandable interbody device having upper and lower bearing membersand an expansion mechanism comprising at least one slide member havingarcuate surfaces operable to engage the upper and lower bearing members,the at least one slide member configured to rotate as the upper andlower bearing members are shifted between compact and expandedconfigurations; an opening at a proximal end of the upper and lowerbearing members for receiving osteoconductive material or additionalcomponents into an interior of the expandable interbody device; and theinsertion tool being configured to hold, insert, and expand theexpandable interbody device and having a hollow shaft for allowinginsertion of osteoconductive material or additional components into theinterior of the expandable interbody device while the insertion tool isengaged with the upper and lower bearing members of the expandableinterbody device; wherein the hollow shaft is a hollow shaft assemblyhaving an enclosed pathway extending through the shaft assembly to theopening in the proximal end of the expandable interbody device, whereinthe hollow shaft assembly comprises upper and lower shaft members thatare shiftably connected to distract apart from one another, wherein eachof the upper and lower shaft members extends along a longitudinal axisand the upper and lower shaft members are configured such that thelongitudinal axis of the upper shaft member is generally parallel to thelongitudinal axis of the lower shaft member when the shaft members aredistracted apart from one another to expand the expandable interbodydevice; wherein the lower shaft member is configured to engage the lowerbearing member of the expandable interbody device and the upper shaftmember is configured to shift the upper bearing member of the expandableinterbody device apart from the lower bearing member.